|Exchange:||New York Stock Exchange|
|Stock:||Pzena Investment Management, Inc.|
|Pzena Investment Management, Inc. was incorporated in the State of Delaware on May 8, 2007. It is the sole managing member of Pzena Investment Management, LLC, which is the Company’s operating company. Founded in late 1995, Pzena Investment Management, LLC is a value-oriented investment management firm. Over the past thirteen years, the Company has built a diverse, global client base of respected and sophisticated institutional investors, high net worth individuals and select third-party distributed mutual funds for which it acts as sub-investment adviser. The Company utilizes a classic value approach to investing and seeks to make investments in good businesses at low prices. Its approach and process have helped it achieve attractive returns over the long term. As of December 31, 2008, the Company managed assets in twelve value-oriented investment strategies across a range of market capitalizations in both U.S. and international capital markets. Its assets under management, or AUM, were $10.7 billion at December 31, 2008 and it managed money on behalf of institutions and high net worth individuals and acted as sub-investment adviser to eleven SEC-registered mutual funds and ten offshore funds. The Company’s client service team consists of individuals with both general business backgrounds and investment research experience. Its client team members are fully integrated into the Company’s research team, attending both research meetings and company management meetings to ensure its clients receive primary information. It also provides quarterly reports to its clients in order to share its investment perspectives with them. The Company competes in all aspects of its business with a large number of investment management firms, commercial banks, broker-dealers, insurance companies and other financial institutions. Its business is subject to regulation in the United States at both the federal and state level, as well as by self-regulatory organizations.|
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